The Securities Reports Division of the Statistics Function of the Federal Reserve Bank of New York will host a seminar to train reporters how to correctly complete this new positions report, the Aggregate Holdings of Long-Term Securities by U.S. and Foreign Residents.
Key Topics
- Why the new report is needed
- Who should report: U.S. custodians, U.S. end-investors (including investment managers, pension funds and foundations) and issuers of U.S. securities
- Consolidation rules and exemption levels
- How to determine the residence of the issuer or holder
- What types of securities should be reported and how they should be reported
- Electronic submission of the report
Audience
- Those responsible for regulatory reporting for their organizations
- Those responsible for keeping members of their trade associations informed of reporting responsibilities
- Companies providing legal services or securities services/administration to the above
Registration Information |
Deadline Wednesday, March 30 |
Event Detail |
Registration is required for in-house attendance and webcast viewing. Attendance in person at the Federal Reserve Bank is required to be eligible to receive Continuous Professional Education (CPE) credits. Webcast Presentation Materials
Date and Time Location More Information |